Regulatory Information

Informations_reglementaires_970x404

Neuflize OBC Investissements was renamed ABN AMRO Investment Solutions as of 1st February 2016.

Conflicts of Interest Management and Execution Policy
Voting policy - year 2016

To download the document, please click here​ (PDF 106 KB).

Report on the exercise of voting rights at General Meeting – 2016

To download the document, please click here.

Report on intermediation costs for the financial year 2016

To download the document, please click here.

ESG Principle Policy

Discover here our policy in terms of SRI and ESG.

Market survey

In case of a market survey, the contact point is the Compliance: AAIS.Compliance@fr.abnamro.com

"S regulation"

Our products have not been registered under the US Securities Act of 1933. They may not be offered or sold, directly or indirectly, in the United States for the benefit or on behalf of a "US Person", as the definition of US Regulation S.

Claims relating to an investment service provided by ABN AMRO Investment Solutions

ABN AMRO Investment Solutions endeavor to provide the best quality of service. However, in case of difficulty or disagreement relating to an investment service provided by ABN AMRO Investment Solutions, three successive levels of recourse are proposed:
Banque Neuflize OBC - Claims Department
3 Avenue Hoche 75008 Paris 
Fax: 01 56 21 80 80 
Email: reclamations.clients@fr.abnamro.com
  • Finally, as a last resort, a complaint can be sent free of charge to the Ombudsman of the Autorité des Marchés Financiers (AMF) by mail to:
Mrs Marielle Cohen-Branche - Mediator of the AMF
Autorité des marchés financiers
17, place de la Bourse
75082 Paris Cedex 02

Upon receipt of your complaint, Banque Neuflize OBC, undertakes to send you:
An acknowledgment of receipt within 10 working days, unless the answer is given within this time limit.

A reply within a maximum of two months (except legal claims, contentious). If a complaint can not be processed within this period (archives to be repatriated, documentary search, technical point ...), Banque Neuflize OBC sends you an information letter to justify this additional period.

You will find in addition the form of request for mediation available on the website of the AMF: http://www.amf-france.org (section Mediator). We inform you that the charter of mediation of the AMF can be consulted at this same address.