Regulatory Information

Neuflize OBC Investissements was renamed ABN AMRO Investment Solutions as of 1st February 2016.

 

Transparency Codes for SRI Funds

Below you will find the transparency codes for: 

 

Conflicts of Interest Management and Execution Policy

 

Report on shareholder rights 2019

To download the document, please click here ​ (PDF 366 KB)

Voting policy 2019

To download the document, please click here ​ (PDF 388 KB).

Voting report 2018

To download the document, please click here ​ (PDF 491 KB).

Energy Transition and Green Growth Act (LTECV) Report 2020 (over 2019)

To download the document, please click here​ (PDF 1 MB)

Management Company Compensation policy

To download the document, please click here ​ (PDF 202 KB)

Shareholder structure

To download the document, please click  here ​​ (PDF 13 KB).

 

ABN AMRO Group anti-bribery and corruption policy

To download the document, please click here ​ (PDF 60 KB).

 

Market survey

In case of a market survey, the contact point is the Compliance: AAIS.Compliance@fr.abnamro.com

"S regulation"

Our products have not been registered under the US Securities Act of 1933. They may not be offered or sold, directly or indirectly, in the United States for the benefit or on behalf of a "US Person", as the definition of US Regulation S.

Claims relating to an investment service provided by ABN AMRO Investment Solutions

ABN AMRO Investment Solutions endeavor to provide the best quality of service. However, in case of difficulty or disagreement relating to an investment service provided by ABN AMRO Investment Solutions, three successive levels of recourse are proposed: 

  • ABN AMRO Investment Solutions invites its clients to contact, at first, their usual interlocutor. 
  • Subsequently, a complaint or a request can be sent to the claims department of the Banque Neuflize OBC at the following address:

     Banque Neuflize OBC - Claims Department
    3 Avenue Hoche 75008 Paris
    Fax: 01 56 21 80 80
    Email: reclamations.clients@fr.abnamro.com
  • Finally, as a last resort, a complaint can be sent free of charge to the Ombudsman of the Autorité des Marchés Financiers (AMF) by mail to:

     Mrs Marielle Cohen-Branche - Mediator of the AMF
    Autorité des marchés financiers
    17, place de la Bourse
    75082 Paris Cedex 02
Upon receipt of your complaint, Banque Neuflize OBC, undertakes to send you:
An acknowledgment of receipt within 10 working days, unless the answer is given within this time limit.

A reply within a maximum of two months (except legal claims, contentious). If a complaint can not be processed within this period (archives to be repatriated, documentary search, technical point ...), Banque Neuflize OBC sends you an information letter to justify this additional period.

You will find in addition the form of request for mediation available on the website of the AMF: http://www.amf-france.org (section Mediator). We inform you that the charter of mediation of the AMF can be consulted at this same address.