Regulatory Information

• Execution Policy
• Conflict of interest management policy 2019​ (PDF 57 KB)

To download the AAIS Global Report, please click here ​ (PDF 2 MB)

To download the AAF Parnassus US Sustainable Equities Voting Report, please click here ​ (PDF 259 KB).

To download the document, please click here ​ (PDF 165 KB).

Access to ABN AMRO Investment Solutions’ voting records

To download the document, please click here ​ (PDF 1 MB)

To download the document, please click here ​ (PDF 202 KB)

To download the document, please click  here ​​ (PDF 13 KB).

To download the document, please click here ​ (PDF 60 KB).

In case of a market survey, the contact point is the Compliance: AAIS.Compliance@fr.abnamro.com

Our products have not been registered under the US Securities Act of 1933. They may not be offered or sold, directly or indirectly, in the United States for the benefit or on behalf of a "US Person", as the definition of US Regulation S.

ABN AMRO Investment Solutions endeavor to provide the best quality of service. However, in case of difficulty or disagreement relating to an investment service provided by ABN AMRO Investment Solutions, three successive levels of recourse are proposed: 

• ABN AMRO Investment Solutions invites its clients to contact, at first, their usual interlocutor. 
• Subsequently, a complaint or a request can be sent to the claims department of the Banque Neuflize OBC at the following address:
  
   Banque Neuflize OBC - Claims Department
  3 Avenue Hoche 75008 Paris
  Fax: 01 56 21 80 80
  Email: reclamations.clients@fr.abnamro.com
• Finally, as a last resort, a complaint can be sent free of charge to the Ombudsman of the Autorité des Marchés Financiers (AMF) by mail to:
  
   Mrs Marielle Cohen-Branche - Mediator of the AMF
  Autorité des marchés financiers
  17, place de la Bourse
  75082 Paris Cedex 02

Upon receipt of your complaint, Banque Neuflize OBC, undertakes to send you:
An acknowledgment of receipt within 10 working days, unless the answer is given within this time limit.

A reply within a maximum of two months (except legal claims, contentious). If a complaint can not be processed within this period (archives to be repatriated, documentary search, technical point ...), Banque Neuflize OBC sends you an information letter to justify this additional period.

You will find in addition the form of request for mediation available on the website of the AMF: http://www.amf-france.org (section Mediator). We inform you that the charter of mediation of the AMF can be consulted at this same address.